Job Description
Join Boston Financial Partners as a Compliance Officer and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented professional to ensure our operations adhere to federal and state regulations while fostering a culture of integrity. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in Boston's thriving financial sector.
Responsibilities
- Develop and implement compliance policies aligned with FINRA, SEC, and Massachusetts state regulations
- Conduct internal audits and risk assessments to identify compliance gaps
- Train staff on regulatory requirements and ethical practices
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior management and regulatory bodies
- Monitor legislative changes and update compliance frameworks accordingly
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 63, 65, or 26 certifications required
- Strong knowledge of Massachusetts financial regulations
- Advanced proficiency in compliance software (e.g., ComplianceEase, RiskPro)
- Exceptional analytical and communication skills
- Proven ability to manage multiple compliance priorities