Job Description
Join our dynamic team at Nashville Financial Solutions as a Compliance Officer and enjoy the security of weekly paychecks! We're seeking a detail-oriented professional to ensure regulatory adherence while advancing your career in Nashville's thriving financial sector.
Our commitment to employee satisfaction includes competitive compensation, comprehensive benefits, and a collaborative work environment. If you're ready to make an impact while maintaining work-life balance, apply today and experience the difference weekly pay makes!
Responsibilities
- Monitor and interpret regulatory changes to ensure organizational compliance with federal/state laws
- Develop and implement internal compliance policies and procedures
- Conduct regular risk assessments and internal audits
- Collaborate with legal and finance teams on compliance initiatives
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for stakeholders
- Train staff on compliance protocols and regulatory updates
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Certified Regulatory Compliance Manager (CRCM) designation preferred
- Exceptional analytical and problem-solving abilities
- Proficient in compliance management software (e.g., Compliance.ai)
- Excellent written and verbal communication skills
- Ability to thrive in a fast-paced, deadline-driven environment