Job Description
Join our dynamic team as a Compliance Officer in St. Louis, MO and enjoy the financial stability of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This full-time position offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact. Apply today and receive your paycheck every week!
Responsibilities
- Monitor and interpret federal, state, and industry regulations (e.g., FINRA, SEC, AML)
- Develop and implement compliance policies, procedures, and training programs
- Conduct internal audits and risk assessments across departments
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed compliance reports for senior management and regulators
- Liaise with legal counsel and regulatory bodies as needed
- Stay current on regulatory changes and advise stakeholders of implications
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance experience in financial services
- Strong knowledge of banking regulations (e.g., Reg E, Reg Z, BSA/AML)
- Excellent analytical and problem-solving skills
- Ability to interpret complex regulations and communicate clearly
- Proficiency with compliance software and MS Office Suite
- FINRA Series 63 or 24 certification preferred