Job Description
Join our dynamic compliance team in Las Vegas and enjoy the financial stability of weekly pay! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across all financial operations. This role offers immediate impact in a fast-paced environment with career growth opportunities. Weekly paycheck processing means no more waiting for month-end payouts – get paid every Friday!
Our ideal candidate thrives in regulatory environments and possesses a sharp eye for detail. You'll collaborate with legal, audit, and executive teams to implement robust compliance frameworks. Enjoy competitive benefits including health insurance, retirement plans, and professional development stipends.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, NMLS) and update compliance policies
- Conduct internal audits and risk assessments for financial products
- Develop and deliver compliance training programs for 100+ employees
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports for state and federal authorities
- Manage vendor compliance due diligence processes
- Lead AML/KYC program implementation and monitoring
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance experience in financial services
- Active CRCM or CAMS certification preferred
- Proficiency with compliance management software (e.g., ComplySci)
- Strong analytical and investigative skills
- Excellent written/verbal communication abilities
- Ability to manage multiple deadlines in regulated environment
- Nevada state gaming license (or willingness to obtain)