Job Description
Join our dynamic team as a Compliance Officer and enjoy the benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a significant impact.
At Global Financial Solutions Inc., we value integrity, innovation, and work-life balance. Our St. Louis headquarters is a hub of financial excellence, and we're committed to supporting our employees through timely compensation and professional growth opportunities.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, AML) to ensure compliance across all operations
- Develop, implement, and maintain robust compliance policies and procedures
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Train staff on regulatory requirements and ethical standards
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal and risk management teams to address compliance issues
- Stay current with industry trends and emerging regulations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and AML regulations
- Certified Compliance & Ethics Professional (CCEP) designation highly desirable
- Exceptional analytical skills with attention to detail
- Experience with compliance management software (e.g., Smartsheet, Compliance.ai)
- Excellent written and verbal communication skills
- Ability to work independently and manage competing priorities