Job Description
Join Philadelphia Financial Services as a Compliance Officer and enjoy the stability of weekly paychecks! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our dynamic financial environment. This role offers competitive compensation, comprehensive benefits, and the opportunity to work with industry leaders in Philadelphia's thriving financial district. Apply today to start your career with a company that values your expertise and rewards your contributions promptly.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all business operations
- Conduct internal audits to identify compliance gaps and recommend corrective actions
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory requirements and compliance best practices
- Investigate potential violations and coordinate with legal teams for resolution
- Develop and maintain compliance documentation and risk assessment frameworks
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and federal banking regulations
- Proficiency with compliance software and data analysis tools
- Excellent written and verbal communication skills
- Ability to manage multiple priorities in a fast-paced environment
- Relevant certifications (CRCM, CAMS) preferred