Job Description
Join our dynamic compliance team in Las Vegas and become a guardian of regulatory excellence! Nevada Financial Group is seeking a detail-oriented Compliance Officer to ensure our operations adhere to federal, state, and industry regulations. You'll play a pivotal role in safeguarding our organization's integrity while driving ethical business practices. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in one of America's most vibrant cities.
What We Offer:
- Industry-leading salary + performance bonuses
- Full benefits package (health/dental/vision)
- 401(k) with company match
- Professional development stipend
- Hybrid work flexibility
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, NMLS, AML/BSA)
- Develop, implement, and audit compliance programs across business units
- Conduct risk assessments and internal control evaluations
- Train staff on compliance policies and regulatory requirements
- Investigate and resolve compliance incidents with remediation plans
- Prepare detailed reports for senior leadership and regulatory bodies
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years compliance experience in financial services
- Certification (CCEP, CAMS, or CFCP) preferred
- Expert knowledge of federal/state gaming and financial regulations
- Advanced analytical and problem-solving abilities
- Exceptional communication and stakeholder management skills
- Proficiency in compliance software (e.g., Smartsheet, ComplyXL)
- Ability to manage competing priorities in a fast-paced environment