Job Description
Join our dynamic team at Fresno Financial Group as a Compliance Officer and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence while advancing your career in finance. Enjoy stability, growth opportunities, and timely compensation in Fresno's thriving financial sector.
Responsibilities
- Monitor and enforce compliance with federal, state, and industry regulations
- Develop and implement internal control procedures
- Conduct risk assessments and audit reviews
- Prepare regulatory reports and documentation
- Train staff on compliance policies and procedures
- Investigate and resolve compliance violations
- Stay updated on regulatory changes and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance or regulatory experience
- Strong knowledge of financial regulations (e.g., FINRA, SEC)
- Excellent analytical and problem-solving skills
- Proficiency with compliance software and MS Office
- Strong written and verbal communication abilities
- Professional certification (CRCM, CAMS, or CCEP) preferred