Job Description
Join our dynamic team as a Part-Time Compliance Officer in Pittsburgh, PA. We're seeking a detail-oriented professional to ensure regulatory adherence while supporting our financial services operations. This flexible role offers the perfect opportunity to make a meaningful impact in a growing organization.
As a key member of our compliance department, you'll work closely with legal, audit, and senior leadership to implement risk mitigation strategies. Enjoy a collaborative environment with competitive compensation and professional development opportunities.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state laws) for banking/financial services
- Conduct internal audits and compliance testing procedures
- Develop and maintain compliance policies and training programs
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and disclosures for oversight agencies
- Collaborate with departments to embed compliance into daily operations
- Stay current on AML, BSA, and consumer protection regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and banking compliance
- Excellent analytical and problem-solving skills
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficient in Microsoft Office and compliance software (e.g., ComplyAssistant)
- Exceptional attention to detail and documentation abilities
- Ability to work independently with minimal supervision