Job Description
Are you a detail-oriented professional with a passion for regulatory excellence? Apex Financial Services is seeking a highly skilled Compliance Officer to join our dynamic team in St. Petersburg, FL.
We are offering a competitive compensation package, including a $5,000 Sign-On Bonus, to attract top talent ready to make an impact.
In this pivotal role, you will ensure our organization adheres to all legal standards and internal guidelines, mitigating risk and fostering a culture of integrity.
Responsibilities
- Monitor and ensure compliance with federal, state, and local laws and regulations.
- Conduct internal audits and risk assessments to identify potential vulnerabilities.
- Develop and update compliance policies and procedures to reflect changing regulations.
- Train staff on compliance requirements and reporting procedures.
- Prepare and submit regulatory reports to governing bodies.
- Investigate compliance violations and recommend corrective actions.
- Collaborate with legal and executive teams to implement compliance strategies.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or related field.
- 3+ years of experience in compliance, auditing, or regulatory affairs.
- Professional certification (e.g., CCSA, CFE, CAMS) is highly preferred.
- Strong knowledge of banking and financial services regulations.
- Excellent analytical and problem-solving skills.
- Ability to interpret complex regulations and apply them practically.
- Strong verbal and written communication skills.