Job Description
Join our dynamic compliance team and make an immediate impact! Regulatory Solutions Group is seeking a detail-oriented Compliance Officer to start tomorrow in our Stockton, CA headquarters. This is your chance to advance your career in a supportive environment while ensuring our organization meets regulatory standards. Enjoy competitive pay, comprehensive benefits, and the opportunity to shape compliance strategies from day one.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across departments
- Develop and implement compliance training programs for staff
- Investigate and resolve compliance violations with corrective actions
- Maintain accurate compliance documentation and reporting
- Collaborate with legal and executive teams on regulatory strategy
- Ensure adherence to federal, state, and industry-specific regulations
Qualifications
- Bachelor's degree in Business, Finance, Law, or related field
- 3+ years of compliance experience in regulated industries
- Strong knowledge of FINRA, SEC, and California state regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficient with compliance software and reporting tools
- Excellent written and verbal communication skills
- Ability to prioritize tasks and meet strict deadlines