Job Description
Join our dynamic compliance team in Laredo, TX, where integrity meets innovation. As a Compliance Officer, you'll safeguard our organization's reputation while driving ethical excellence in a fast-paced financial services environment. We offer competitive compensation, comprehensive benefits, and career growth opportunities in a supportive workplace culture.
Responsibilities
- Monitor regulatory changes and implement compliance protocols across all business operations
- Conduct internal audits and risk assessments to ensure adherence to federal/state regulations
- Develop and maintain compliance policies, procedures, and training programs
- Collaborate with legal and executive teams on regulatory reporting and documentation
- Investigate potential violations and recommend corrective actions
- Lead compliance initiatives for AML, BSA, and anti-fraud programs
- Stay current on industry trends and emerging regulatory requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (e.g., FINRA, FFIEC, Texas Finance Code)
- Certified Compliance & Ethics Professional (CCEP) designation required
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills in English and Spanish
- Proficiency with compliance software and MS Office Suite