Job Description
Join our dynamic team as a Compliance Officer at Milwaukee Financial Group, where your expertise ensures regulatory excellence and drives ethical business practices. Enjoy the unique benefit of weekly pay while safeguarding our organization against compliance risks in the financial services sector. This pivotal role requires meticulous attention to detail, proactive risk assessment, and collaboration with cross-functional teams to maintain adherence to federal and state regulations. If you're passionate about compliance integrity and seeking a rewarding opportunity with financial stability, apply today to become a cornerstone of our compliance framework.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, State Banking Laws) and update compliance policies/procedures accordingly
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs for employees across all departments
- Investigate and resolve compliance violations, documenting findings and recommending corrective actions
- Act as primary liaison between the organization and regulatory bodies during examinations
- Maintain accurate compliance documentation and reporting systems
- Collaborate with Legal and Risk Management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or similar certification preferred
- Strong knowledge of federal/state banking regulations (BANK SEC, TILA, ECOA)
- Exceptional analytical skills with attention to detail and accuracy
- Experience with compliance management software (e.g., OnBase, ComplianceEase)
- Excellent communication skills for training and stakeholder collaboration
- Ability to thrive in a fast-paced environment with competing priorities