Job Description
Join our dynamic team at Omaha Financial Solutions as a Compliance Officer and start making an impact tomorrow! We're seeking a detail-oriented professional to ensure regulatory adherence and foster a culture of compliance excellence. Enjoy competitive compensation, comprehensive benefits, and the opportunity to work with industry leaders in Omaha's thriving financial sector.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state regulations)
- Develop and implement compliance policies/procedures
- Conduct internal audits and risk assessments
- Train staff on compliance requirements
- Investigate and resolve compliance violations
- Prepare regulatory reports and documentation
- Collaborate with legal and audit teams
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- FINRA Series 24/26/27/28/99 licenses preferred
- Strong analytical and problem-solving skills
- Excellent written/verbal communication
- Proficiency in compliance software (e.g., Compliance.ai)
- Ability to handle confidential information