Job Description
Start your compliance career tomorrow with Fort Worth Financial Services! We're seeking a detail-oriented Compliance Officer to join our dynamic team immediately. This is your chance to make an impact in a fast-paced financial services environment while ensuring regulatory excellence.
As a key member of our risk management team, you'll safeguard our organization against compliance violations while supporting our growth strategy. We offer competitive compensation, comprehensive benefits, and a clear path for professional advancement.
Responsibilities
- Monitor and ensure adherence to federal, state, and financial regulations
- Develop, implement, and maintain compliance policies and procedures
- Conduct regular internal audits and risk assessments
- Provide compliance training to staff across all departments
- Investigate and resolve compliance issues with regulatory bodies
- Stay updated on regulatory changes and advise leadership
- Prepare detailed compliance reports for stakeholders
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and banking regulations
- Excellent analytical and problem-solving abilities
- Proficient in compliance management software
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional communication and documentation skills