Job Description
Join our dynamic team as a Compliance Officer in sunny St. Petersburg, FL! We're seeking a detail-oriented professional to safeguard our financial operations against regulatory risks. Enjoy competitive pay, comprehensive benefits, and the opportunity to make an immediate impact. Apply today and start your career journey tomorrow!
Responsibilities
- Monitor regulatory changes and implement compliance procedures for financial transactions
- Conduct internal audits to ensure adherence to AML, KYC, and BSA regulations
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on compliance policies and regulatory requirements
- Investigate potential compliance breaches and recommend corrective actions
- Collaborate with legal team on compliance documentation and filings
- Stay updated on FINRA, SEC, and Florida state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CAMS preferred
- Proficiency with compliance software (e.g., ComplyAdvantage, Thomson Reuters
- Strong analytical skills and attention to detail
- Excellent written and verbal communication abilities
- Ability to work independently in a fast-paced environment