Job Description
Join our award-winning compliance team in Tulsa, OK and receive an exclusive sign-on bonus! We're seeking a detail-oriented Compliance Officer to safeguard our organization's regulatory integrity while advancing your career in a dynamic environment. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in the financial services sector.
Responsibilities
- Develop and implement compliance policies aligned with federal regulations (Dodd-Frank, AML, BSA)
- Conduct internal audits and risk assessments across business units
- Investigate compliance violations and recommend corrective actions
- Train staff on regulatory requirements and ethical standards
- Monitor industry updates and advise on regulatory changes
- Prepare reports for executive leadership and regulatory bodies
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance/regulatory experience in financial services
- ACAMS, CRCM, or CCEP certification strongly preferred
- Expertise in FINRA, SEC, and OCC regulations
- Advanced knowledge of risk management frameworks
- Exceptional analytical and investigative skills
- Strong written and verbal communication abilities
- Experience with compliance software (e.g., Wolters Kluwer, MetricStream)