Job Description
Join our award-winning compliance team in Tulsa and accelerate your career with an exclusive $15,000 sign-on bonus! As a Compliance Officer, you'll be the guardian of our financial integrity, ensuring adherence to federal regulations while driving ethical excellence. We offer competitive benefits, professional development, and a culture that values your expertise.
Why Apply?
• Industry-leading compensation with guaranteed sign-on bonus
• Hybrid work schedule with modern downtown office
• Tuition reimbursement and specialized compliance certifications
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, OCC)
- Conduct internal audits and compliance risk assessments
- Develop/revise compliance policies and procedures
- Train staff on regulatory requirements and best practices
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Prepare regulatory reports and maintain documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years compliance/regulatory experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Proficient with compliance software (e.g., Diligent, MetricStream)
- Strong analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Experience with AML and KYC regulations