Job Description
Join our elite compliance team at Global Financial Solutions Inc., where we offer a premium compensation package for top-tier talent. As a Senior Compliance Officer, you'll safeguard our organization against regulatory risks while enjoying Omaha's vibrant business culture. We provide comprehensive benefits including 401(k) matching, health insurance, and professional development stipends. This high-impact role offers autonomy to shape compliance frameworks while working with industry-leading experts in a collaborative environment.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (FINRA, SEC, OFAC)
- Conduct high-stakes risk assessments and internal audits across all business units
- Lead regulatory reporting initiatives for state and federal authorities
- Mentor junior compliance staff through advanced training programs
- Collaborate with legal and executive teams on strategic compliance initiatives
- Monitor emerging regulatory changes and update policies accordingly
Qualifications
- Bachelor's degree in Finance, Business, or Law (MBA/JD preferred)
- 7+ years of compliance experience in financial services
- FINRA Series 7, 24, and 63 certifications required
- Expertise in AML, KYC, and anti-fraud frameworks
- Proven track record of leading complex compliance investigations
- Advanced proficiency in compliance management software (e.g., ComplySci)
- Strong analytical skills with attention to regulatory nuances