Job Description
Join our award-winning compliance team at Financial Integrity Partners, a leading financial services firm in Jacksonville, FL. We're seeking a dedicated Compliance Officer to safeguard our regulatory integrity while enjoying an exceptional compensation package including a $15,000 sign-on bonus. This role offers career growth in a dynamic environment where your expertise directly impacts our success.
Responsibilities
- Develop, implement, and monitor compliance programs to adhere to federal/state regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare regulatory reports and maintain accurate compliance documentation
- Train staff on compliance policies and regulatory changes
- Collaborate with legal and operations teams on compliance initiatives
- Investigate potential violations and recommend corrective actions
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- FINRA Series 24/26 or 27 certification required
- Strong knowledge of AML, KYC, and anti-fraud regulations
- Exceptional analytical and problem-solving abilities
- Proficient in compliance software (e.g., Actimize, NICE Actimize)
- Excellent written/verbal communication skills
- Proven ability to manage multiple priorities in a fast-paced environment