Job Description
Join our award-winning financial institution in Indianapolis as a Compliance Officer and receive an exclusive $15,000 sign-on bonus! We're seeking a detail-oriented professional to ensure regulatory adherence while driving innovation in our dynamic team. Enjoy competitive benefits, professional development opportunities, and a supportive culture that values compliance excellence.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (FINRA, SEC, etc.)
- Conduct internal audits and risk assessments across financial operations
- Investigate regulatory violations and recommend corrective actions
- Train staff on compliance policies and emerging regulatory changes
- Collaborate with legal and audit teams to resolve compliance issues
- Prepare regulatory reports and maintain compliance documentation
- Monitor industry trends to update compliance frameworks
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Deep knowledge of FINRA/SEC regulations and AML/BSA requirements
- Strong analytical and investigative skills
- Experience with compliance software (e.g., Fenergo, Norkom)
- Excellent written/verbal communication and presentation skills
- Ability to thrive in a fast-paced, regulated environment