Job Description
Join our award-winning compliance team at Global Financial Partners and make a meaningful impact in the financial services industry. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while driving innovation in risk management. Enjoy a competitive salary, comprehensive benefits, and a $15,000 sign-on bonus for qualified candidates. Our Durham headquarters offers a collaborative, modern workspace with cutting-edge technology and career growth opportunities.
Responsibilities
- Develop and implement compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare regulatory filings and respond to examiner inquiries
- Train staff on compliance policies and regulatory updates
- Monitor industry trends and propose process improvements
- Collaborate with legal, operations, and business units
- Maintain detailed compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years of compliance experience in financial services
- FINRA Series 7, 24, or 63/66 licenses preferred
- Advanced knowledge of AML, KYC, and BSA regulations
- Strong analytical and problem-solving abilities
- Exceptional written and verbal communication skills
- Proficiency in compliance management software (e.g., MetricStream)