Job Description
Join our award-winning compliance team in Corpus Christi, TX and receive a $10,000 sign-on bonus! As a Compliance Officer, you'll safeguard our operations against regulatory risks while enjoying competitive compensation and career growth opportunities. We offer comprehensive benefits, flexible work arrangements, and a supportive culture that values integrity and innovation. Apply today to become part of our mission to deliver ethical financial services across Texas.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, OCC)
- Conduct internal audits and risk assessments for financial products and processes
- Investigate regulatory violations and prepare corrective action plans
- Train staff on compliance policies and regulatory updates
- Collaborate with legal team to ensure adherence to AML/BSA requirements
- Prepare regulatory reports and maintain documentation
- Stay current on industry changes through continuous education
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CCEP preferred
- Strong knowledge of banking regulations and risk management frameworks
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Proficient with compliance software and MS Office Suite
- Ability to handle confidential information with discretion