Job Description
Join our award-winning compliance team in Baton Rouge and make a meaningful impact! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks across our operations. We're offering a competitive sign-on bonus to attract top talent passionate about financial integrity.
This hybrid role combines strategic oversight with hands-on implementation of compliance frameworks. You'll collaborate with cross-functional teams to design policies, conduct audits, and stay ahead of evolving regulations. If you thrive in dynamic environments and value ethical leadership, this is your opportunity to excel.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (e.g., FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Train employees on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior leadership and regulatory bodies
- Stay updated on industry changes and adjust policies accordingly
- Collaborate with legal and audit teams to ensure cohesive risk management
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Proficiency with compliance software (e.g., Compliance.ai, LogicGate)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Ability to interpret complex regulatory documents
- Proven track record in policy development and implementation