Job Description
Join Innovate Financial Group as a Compliance Officer and earn a $10,000 sign-on bonus for qualified candidates! We're seeking a detail-oriented professional to ensure regulatory adherence across our financial operations in the dynamic Los Angeles market. This pivotal role combines strategic oversight with hands-on implementation of compliance frameworks, offering significant career growth in a rapidly evolving industry.
Our ideal candidate will thrive in a collaborative environment where ethical standards drive innovation. You'll work directly with executive leadership to navigate complex regulatory landscapes while shaping our compliance culture. This opportunity includes comprehensive benefits, professional development stipends, and performance-based incentives.
Responsibilities
- Monitor regulatory developments (SEC, FINRA, CFPB) and implement compliance policies
- Conduct risk assessments and internal audits for financial products/services
- Develop and deliver compliance training programs to 200+ employees
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports and disclosures for federal/state authorities
- Collaborate with Legal/IT departments on compliance technology solutions
- Lead remediation efforts for audit findings and regulatory inquiries
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or fintech
- Active CCEP or CAMS certification with ongoing CE credits
- Expertise in AML, KYC, and consumer protection regulations
- Advanced proficiency in compliance software (e.g., Diligence, Nasdaq)
- Strong analytical skills with data-driven decision-making ability
- Exceptional written/verbal communication and presentation skills