Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in Houston's thriving energy sector. We're seeking a meticulous Compliance Officer to ensure adherence to federal regulations (SOX, Dodd-Frank) and internal policies. Enjoy a competitive salary with a $10,000 sign-on bonus and comprehensive benefits package. This hybrid role offers flexible work arrangements while driving impactful compliance initiatives across our operations.
Responsibilities
- Develop and implement compliance monitoring programs to mitigate regulatory risks
- Conduct internal audits and investigations for policy violations
- Prepare regulatory reports for SEC, CFTC, and state authorities
- Train staff on compliance protocols and ethical standards
- Collaborate with legal and executive teams on regulatory updates
- Manage compliance documentation and record retention systems
- Lead remediation efforts for regulatory findings
Qualifications
- Bachelor's degree in Finance, Business, or Law (Master's preferred)
- 5+ years compliance experience in financial services/energy sector
- CFMP, CRCM, or CCEP certification required
- Expert knowledge of federal/state financial regulations
- Strong analytical and investigative skills
- Experience with GRC software (e.g., RSA Archer, MetricStream)
- Exceptional written/verbal communication abilities