Job Description
Join our dynamic compliance team in Houston and receive a $15,000 sign-on bonus for exceptional talent! As a Compliance Officer, you'll safeguard our organization against regulatory risks while advancing your career in one of America's most vibrant financial hubs. We offer a competitive compensation package, comprehensive benefits, and growth opportunities in a forward-thinking environment.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (Dodd-Frank, SOX) and industry standards
- Conduct risk assessments and internal audits to identify compliance gaps
- Train employees on regulatory requirements and ethical standards
- Monitor regulatory changes and update policies accordingly
- Collaborate with legal and audit teams to ensure adherence
- Manage compliance documentation and reporting
- Investigate potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field; advanced degree preferred
- 5+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations and industry standards
- Certification (CRCM, CAMS, or CCEP) required
- Experience with regulatory reporting tools (e.g., ComplianceEase, Wolters Kluwer)
- Exceptional analytical and problem-solving skills
- Excellent written and verbal communication abilities