Job Description
Launch your career in compliance with our comprehensive paid training program! Fort Worth Financial Services Inc. is seeking motivated individuals to join our dynamic team as Compliance Officers. This role offers industry-leading training, competitive compensation, and growth opportunities in a thriving financial hub. If you're detail-oriented, ethical, and eager to master regulatory frameworks, this is your chance to excel in a high-demand field.
What We Offer:
- 8-week paid training program covering FINRA/SEC regulations, AML protocols, and internal controls
- Mentorship from senior compliance professionals
- Full benefits package (health, dental, vision, 401k)
- Certification reimbursement for CRCM/CCEP credentials
- Clear advancement path to Senior/Principal roles
Responsibilities
- Monitor regulatory changes and implement compliance procedures across financial operations
- Conduct internal audits and risk assessments to ensure adherence to federal/state regulations
- Develop and maintain compliance documentation, policies, and training materials
- Investigate potential violations and recommend corrective actions
- Liaise with legal counsel and regulatory bodies during examinations
- Train staff on compliance protocols and ethical standards
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- Strong analytical skills with attention to detail
- Basic understanding of financial regulations (SEC, FINRA, OCC)
- Excellent written and verbal communication abilities
- Proficiency in Microsoft Office Suite and compliance software
- Ability to maintain confidentiality and exercise ethical judgment
- Willingness to complete paid training program (no prior compliance experience required)
- U.S. work authorization and clean background check