Job Description
Join Alaska Financial Services as a Remote-Friendly Compliance Officer and become a guardian of regulatory excellence in Alaska's dynamic financial landscape. We're seeking a meticulous professional to ensure our operations adhere to federal, state, and industry regulations while fostering a culture of ethical compliance. This fully remote role offers the flexibility to work from anywhere in Alaska while making a tangible impact on our institution's integrity and success.
Responsibilities
- Monitor and interpret regulatory changes (federal/state) to update compliance policies and procedures
- Conduct risk assessments and internal audits to identify compliance gaps
- Develop and deliver comprehensive compliance training programs for staff
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports for FINRA, SEC, and Alaska Banking Department
- Collaborate with legal and executive teams on compliance strategy
- Manage compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industry
- Active Alaska Compliance certification or FINRA Series 26/27
- Expert knowledge of federal (FCRA, BSA) and Alaska state regulations
- Strong analytical skills with attention to detail
- Exceptional written/verbal communication abilities
- Proven experience developing compliance training programs
- Ability to work independently in remote environment