Job Description
Immediate Hire Opportunity: Compliance Officer in Pittsburgh, PA
Join our dynamic team at Pittsburgh Financial Services Inc. as a Compliance Officer and make an immediate impact! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks across our operations. This full-time role offers competitive compensation, comprehensive benefits, and the chance to advance your career in a thriving financial hub.
Our ideal candidate thrives in fast-paced environments and possesses deep knowledge of financial regulations. If you're ready to contribute to organizational integrity and growth while enjoying Pittsburgh's vibrant culture, apply today!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (e.g., SEC, FINRA, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed reports for senior management and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Stay current on evolving financial regulations and industry best practices
- Collaborate with legal and audit teams to ensure consistent compliance standards
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Exceptional analytical and problem-solving skills
- Proficient in compliance management software (e.g., RSA Archer, MetricStream)
- Excellent written and verbal communication abilities
- Ability to manage multiple priorities in a deadline-driven environment