Job Description
Launch your compliance career with our comprehensive paid training program! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to join our dynamic team in Santa Ana, CA. This is a rare opportunity to gain industry-recognized certifications while earning a competitive salary.
You'll receive 8 weeks of intensive paid training covering regulatory frameworks, risk assessment methodologies, and internal audit procedures. After training, you'll monitor compliance with federal regulations (including Dodd-Frank, AML, and FCRA), conduct internal audits, and develop mitigation strategies. Our structured career path includes quarterly professional development stipends.
Join our award-winning compliance team where 85% of trainees advance to senior roles within 18 months. We offer flexible scheduling, remote work options, and comprehensive benefits including health insurance and 401(k) matching.
Responsibilities
- Monitor and ensure adherence to federal/state financial regulations
- Conduct risk assessments and internal audits quarterly
- Develop and implement compliance policies and training programs
- Investigate potential violations and prepare regulatory reports
- Stay updated on regulatory changes and advise management
- Coordinate with legal and audit teams on compliance matters
- Maintain detailed compliance documentation and audit trails
Qualifications
- High school diploma or equivalent (bachelor's preferred)
- Strong analytical and problem-solving skills
- Basic understanding of financial regulations (training provided)
- Proficiency in Microsoft Office Suite
- Excellent written and verbal communication abilities
- Ability to handle confidential information with discretion
- Willingness to obtain FINRA Series 63/65 licenses (company-sponsored)