Job Description
Join our award-winning financial services team as a Compliance Officer with comprehensive paid training! We're seeking motivated individuals in Minneapolis to build a rewarding career in regulatory oversight. Our 12-week paid training program equips you with specialized knowledge in financial regulations, risk management, and industry best practices. Enjoy competitive benefits, career advancement opportunities, and a supportive environment where your growth is our priority.
Why Choose Us?
- Industry-leading paid training program ($5,000 value)
- 100% certification reimbursement
- Mentorship from senior compliance professionals
- Flexible hybrid work schedule
- Tuition assistance for advanced degrees
Responsibilities
- Monitor and ensure adherence to federal/state regulations (FINRA, SEC, Dodd-Frank)
- Conduct internal audits and compliance reviews
- Develop/implement compliance policies and procedures
- Train staff on regulatory updates and best practices
- Investigate potential compliance violations and recommend corrective actions
- Prepare regulatory reports and documentation
- Collaborate with legal and risk management teams
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 0-2 years experience (paid training provided for qualified candidates)
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with MS Office Suite and compliance software
- Attention to detail with documentation standards
- Ability to work independently and in team environments
- Basic understanding of financial regulations