Job Description
Join Nashville Financial Services and experience the convenience of weekly pay while advancing your compliance career! We're seeking a meticulous Compliance Officer to safeguard our operations in the heart of Nashville's thriving financial district. This premium role offers competitive compensation, comprehensive benefits, and a dynamic environment where your expertise directly shapes our regulatory integrity.
Responsibilities
- Monitor and implement federal/state compliance regulations (FinCEN, SEC, FINRA)
- Conduct internal audits and risk assessments across financial products
- Develop/update compliance policies and training programs
- Investigate regulatory violations and recommend corrective actions
- Collaborate with legal, operations, and executive teams
- Prepare regulatory reports and maintain compliance documentation
- Stay current on emerging financial technology regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced knowledge of AML, KYC, and BSA regulations
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficiency in compliance software (e.g., ComplyAdvantage, Oracle GRC)