Job Description
Join our award-winning compliance team in Fort Worth! We're seeking motivated individuals with no prior compliance experience for our comprehensive paid training program. As a Compliance Officer, you'll ensure regulatory adherence, mitigate risks, and protect our clients' interests. Enjoy competitive benefits, career advancement opportunities, and a supportive environment that values continuous learning.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC)
- Conduct internal audits and compliance reviews
- Develop/implement compliance policies and procedures
- Train staff on regulatory requirements
- Investigate and resolve compliance violations
- Prepare regulatory reports and disclosures
- Collaborate with legal and risk management teams
Qualifications
- Bachelor's degree in Finance, Business, or related field
- Strong analytical and problem-solving skills
- Attention to detail and ethical mindset
- Ability to learn complex regulations quickly
- Excellent written and verbal communication
- Proficiency in Microsoft Office Suite
- U.S. work authorization required
- No prior compliance experience needed (training provided)