Job Description
Join our dynamic compliance team and launch your career in regulatory affairs! No prior experience required – we provide comprehensive training to transform motivated candidates into compliance experts. At Global Financial Solutions Inc., we value fresh perspectives and invest heavily in professional development through our mentorship program. Enjoy a collaborative environment where your analytical skills will thrive while safeguarding our clients' financial integrity. Why join us? Competitive benefits, flexible work arrangements, and clear advancement paths. Apply today to start your journey in one of St. Louis's fastest-growing sectors!
Responsibilities
- Monitor regulatory updates and ensure adherence to federal/state compliance standards (e.g., FINRA, SEC)
- Assist in drafting and implementing internal compliance policies and procedures
- Conduct routine audits of client files and transaction records
- Support investigations of potential compliance violations
- Prepare compliance reports for senior management and regulatory bodies
- Coordinate training sessions for staff on regulatory changes
- Maintain accurate documentation in compliance management systems
Qualifications
- High school diploma or equivalent (Bachelor's degree preferred but not required)
- Strong attention to detail and organizational skills
- Excellent written and verbal communication abilities
- Basic proficiency in Microsoft Office Suite (Word, Excel, Outlook)
- Eagerness to learn financial regulations and industry standards
- Ability to work independently and in team settings
- Proactive problem-solving approach
- Commitment to ethical conduct and confidentiality