Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. as a Compliance Officer in Jersey City, NJ! We provide all necessary equipment including ergonomic workstations, dual monitors, and secure laptops to ensure your success. This role is critical in maintaining regulatory adherence while fostering a culture of integrity and innovation.
As a key member of our risk management division, you'll collaborate with cross-functional teams to implement robust compliance frameworks. Our competitive benefits package includes health insurance, 401(k) matching, and professional development opportunities.
Responsibilities
- Monitor and interpret evolving regulations (FINRA, SEC, NYDFS) to ensure organizational compliance
- Conduct regular risk assessments and internal audits across business units
- Develop and implement compliance policies, procedures, and training programs
- Investigate potential violations and prepare comprehensive regulatory reports
- Collaborate with legal and executive teams on compliance strategy
- Maintain detailed compliance documentation and audit trails
- Advise stakeholders on regulatory changes and operational impacts
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Expert knowledge of banking regulations and AML requirements
- Advanced proficiency in compliance software (e.g., Smartsheet, OnBase)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills for stakeholder engagement
- Ability to thrive in a fast-paced, regulated environment