Job Description
Join our award-winning compliance team in Indianapolis and make an immediate impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across financial operations. Enjoy a competitive salary, comprehensive benefits package, and a $10,000 sign-on bonus for qualified candidates. This hybrid role offers flexible scheduling while driving ethical excellence in a dynamic fintech environment.
Responsibilities
- Develop and implement compliance monitoring programs for AML, KYC, and FINRA regulations
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare regulatory reports and respond to examiner inquiries
- Train staff on compliance policies and regulatory updates
- Collaborate with legal and operations teams on compliance initiatives
- Maintain accurate compliance documentation and audit trails
- Stay current on evolving financial regulations (Dodd-Frank, BSA, etc.)
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency in compliance software (e.g., MetricStream, ACL)
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Ability to handle sensitive information with discretion
- Knowledge of Indiana state financial regulations