Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Omaha, NE! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices. This full-time role offers competitive compensation, comprehensive benefits, and the opportunity to make an immediate impact in a growing financial services organization. If you're ready to launch your compliance career with a forward-thinking company, apply today!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, etc.)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed reports for senior management and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Stay current on industry regulations and legislative changes
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML/BSA requirements
- Excellent analytical and problem-solving skills
- Ability to manage multiple priorities in a fast-paced environment
- Relevant certifications (CRCM, CAMS) strongly preferred