Job Description
Join Delta Financial Services as a Compliance Officer in New Orleans! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our dynamic financial environment. Enjoy competitive compensation, comprehensive benefits, and opportunities for career growth in the heart of the Big Easy.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (e.g., FINRA, SEC, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Train staff on regulatory requirements and best practices
- Investigate and resolve compliance violations with corrective actions
- Stay updated on regulatory changes and advise leadership on implications
- Prepare and submit regulatory reports to governing bodies
- Collaborate with legal, audit, and business units to ensure alignment
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state financial regulations
- Certifications (e.g., CAMS, CRCM) highly valued
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., RSA Archer, LogicGate)
- Excellent written/verbal communication abilities
- Ability to thrive in fast-paced, regulated environments