Job Description
Immediate Hire Opportunity: Compliance Officer in Philadelphia, PA
Join Global Financial Solutions Inc., a leading financial services firm, as our next Compliance Officer. We're seeking a detail-oriented professional to ensure regulatory adherence and risk mitigation in a dynamic environment. This full-time role offers competitive compensation, comprehensive benefits, and the chance to make an immediate impact in our Philadelphia headquarters.
As a key member of our compliance team, you'll work closely with legal, operations, and senior leadership to develop and implement robust compliance frameworks. Our ideal candidate thrives in fast-paced settings and brings proven experience navigating complex regulatory landscapes.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, AML) to ensure organizational compliance
- Conduct risk assessments and internal audits with detailed documentation
- Develop and deliver compliance training programs for all staff levels
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for executive stakeholders
- Collaborate with legal team on policy updates and regulatory filings
- Lead special projects addressing emerging compliance challenges
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 7, 63, and 24 certifications required
- Proficiency with compliance management software (e.g., Compliance.ai, MetricStream)
- Strong knowledge of AML/BSA and SEC regulations
- Exceptional analytical and problem-solving abilities
- Certified Regulatory Compliance Manager (CRCM) designation preferred
- Excellent written/verbal communication skills