Job Description
Join our dynamic team as a Compliance Officer in Reno, NV! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks across financial operations. This immediate hire opportunity offers competitive compensation and career growth in a thriving Nevada market. If you're passionate about ethical standards and regulatory frameworks, apply today to make an immediate impact!
Responsibilities
- Monitor regulatory changes (FINRA, SEC, AML) and update compliance policies
- Conduct internal audits and risk assessments across departments
- Develop compliance training programs for 100+ employees
- Investigate potential violations and prepare corrective action plans
- Liaise with legal counsel and regulatory bodies
- Maintain accurate compliance documentation and reporting
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving skills
- Proficient in compliance software (e.g., OnBase, ComplyAdvantage)