Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Cincinnati! Global Financial Solutions Inc. is seeking a detail-oriented professional to ensure regulatory compliance and mitigate risks in our fast-paced financial services environment. This contract role offers competitive compensation and the opportunity to make an immediate impact. If you're ready to dive into a challenging compliance role with a forward-thinking company, apply today!
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to ensure organizational compliance
- Conduct internal audits and risk assessments across financial products and services
- Develop/implement compliance policies, procedures, and training programs
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal, risk, and business teams on compliance initiatives
- Prepare regulatory reports and maintain compliance documentation
- Stay updated on industry trends and emerging regulatory requirements
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Strong knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in MS Office Suite and compliance software
- Excellent written/verbal communication skills
- Ability to work independently with minimal supervision