Job Description
Join our dynamic team as a Compliance Officer with flexible hours in sunny St. Petersburg, FL! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. This role offers hybrid options and adjustable schedules to accommodate your lifestyle. You'll safeguard our organization's integrity in a collaborative, growth-oriented environment.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and maintain compliance documentation and training materials
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategy
- Manage compliance reporting for regulatory bodies
- Lead cross-functional compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and AML regulations
- Excellent analytical and problem-solving skills
- Certified Compliance & Ethics Professional (CCEP) preferred
- Advanced proficiency in compliance software and MS Office
- Exceptional written and verbal communication abilities