Job Description
Join our dynamic team as a Compliance Officer in Greensboro, NC, where we champion work-life balance through flexible scheduling! This role is perfect for professionals seeking autonomy while ensuring regulatory excellence. You'll safeguard our organization's integrity by interpreting complex regulations, developing policies, and conducting audits—all with adaptable hours tailored to your lifestyle.
We offer competitive compensation, comprehensive benefits, and a collaborative environment that values your expertise. Whether you're a parent, student, or simply prefer non-traditional hours, this opportunity allows you to excel professionally without sacrificing personal commitments.
Responsibilities
- Monitor and interpret federal, state, and industry regulations to ensure organizational compliance
- Develop, implement, and update compliance policies and procedures
- Conduct internal audits and risk assessments with detailed documentation
- Train staff on compliance requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare compliance reports for executive leadership and regulatory bodies
- Collaborate with legal and department heads to address compliance challenges
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance or regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and NC state regulations
- Excellent analytical skills with attention to detail
- Ability to work independently and manage time effectively
- Professional certifications (CRCM, CAMS) highly valued
- Exceptional written and verbal communication skills