Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. as a Compliance Officer with flexible hours! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining a healthy work-life balance. This hybrid role offers competitive compensation and the opportunity to shape compliance strategies in Columbus' thriving financial sector. Perfect for candidates seeking flexibility without compromising career growth.
Why Join Us?
- Hyework environment with 3-day in-office schedule
- Comprehensive benefits package (health/dental/vision)
- Professional development stipend
- Collaborative, innovative team culture
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and implement compliance procedures
- Conduct risk assessments and internal audits for financial products
- Develop/maintain compliance documentation and training materials
- Investigate potential violations and prepare corrective action plans
- Liaise with legal counsel and regulatory bodies as needed
- Maintain compliance databases and generate monthly reports
- Advise business units on regulatory requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Strong knowledge of federal/state regulations (Dodd-Frank, AML)
- Certified Regulatory Compliance Manager (CRCM) designation
- Exceptional analytical and problem-solving skills
- Advanced proficiency in compliance software (e.g., LogicGate, Compliance.ai)
- Excellent written/verbal communication abilities