Job Description
Join Nevada Financial Group as a Compliance Officer and enjoy the security of weekly pay in Las Vegas! We're seeking a detail-oriented professional to ensure regulatory compliance and mitigate risks for our growing financial services firm. This role offers competitive compensation, comprehensive benefits, and a fast-paced environment where your expertise directly shapes our ethical framework. Apply today to start your career with a company that values integrity and rewards performance.
Responsibilities
- Monitor and implement federal/state regulatory requirements (FINRA, SEC, NMLS)
- Conduct internal audits and risk assessments for compliance gaps
- Develop/update compliance policies and procedures documentation
- Train staff on regulatory changes and ethical practices
- Investigate and resolve compliance violations with corrective actions
- Prepare reports for management and regulatory bodies
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and NMLS guidelines
- Excellent analytical and problem-solving skills
- Professional certifications (CRCM, CAMS, or CCEP) preferred
- Proficient in compliance software and MS Office Suite
- Ability to manage competing priorities in a dynamic environment
- Strong written and verbal communication skills