Job Description
Join our award-winning compliance team as a Compliance Officer with flexible scheduling options in Cincinnati. We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. Enjoy competitive pay, remote flexibility, and career growth in a dynamic industry.
What We Offer:
- Premium benefits package including health insurance & retirement plans
- Hybrid work model (3 days office/2 remote)
- Professional development stipend
- Collaborative culture with quarterly team-building events
Responsibilities
- Monitor regulatory changes and update compliance policies
- Conduct internal audits and risk assessments
- Train staff on compliance procedures and ethical guidelines
- Prepare detailed compliance reports for stakeholders
- Investigate potential violations and recommend corrective actions
- Maintain accurate documentation of compliance activities
- Collaborate with legal and finance teams on regulatory matters
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and Ohio state regulations
- Excellent written communication and report-writing skills
- Proficient in compliance management software (e.g., ComplianceEase)
- Ability to work independently with minimal supervision
- Certified Regulatory Compliance Manager (CRCM) preferred