Job Description
Join our dynamic compliance team as a Compliance Officer with flexible hours! Regulatory Partners LLC is seeking a detail-oriented professional to ensure adherence to financial regulations while maintaining work-life balance. This hybrid role offers remote flexibility with occasional in-office collaboration in our Cincinnati headquarters. You'll play a critical role in safeguarding our organization's integrity through proactive monitoring, policy development, and stakeholder education.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal regulations (e.g., FINRA, SEC, OCC)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and documentation for senior leadership
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Stay current on evolving regulatory landscapes through continuous research
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of banking regulations (e.g., BSA/AML, Dodd-Frank)
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., OnBase, NICE Actimize)
- Excellent written communication and report-writing abilities
- Ability to work independently with minimal supervision