Job Description
Join CompliancePro Solutions as a Compliance Officer with flexible hours in Oakland, CA. We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. This hybrid role offers remote flexibility with 2-3 days/week in-office, perfect for candidates seeking adaptable scheduling.
Our ideal candidate will safeguard organizational integrity by interpreting complex regulations, implementing compliance frameworks, and collaborating with cross-functional teams. Enjoy competitive compensation, comprehensive benefits package, and the opportunity to make significant impact in a growing fintech company.
Responsibilities
- Monitor regulatory updates and ensure adherence to federal/state compliance requirements (FINRA, SEC, CFPB)
- Develop and implement compliance policies, procedures, and training programs
- Conduct internal audits and risk assessments with actionable recommendations
- Investigate potential violations and prepare detailed incident reports
- Liaise with legal counsel and regulatory bodies during examinations
- Maintain accurate compliance documentation and reporting systems
- Provide guidance to staff on regulatory changes and best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of CA and federal regulations (BFS, CCPA, AML)
- Certifications (CRCM, CAMS, CCEP) highly desirable
- Exceptional analytical skills with attention to detail
- Proficient in compliance software (e.g., ComplianceEase, MetricStream)
- Excellent written/verbal communication skills
- Ability to manage multiple priorities in flexible work environment