Job Description
Join our dynamic compliance team in Los Angeles and enjoy the freedom of flexible working hours! At CompliancePro Solutions Inc., we empower professionals to maintain work-life balance while ensuring regulatory excellence. This hybrid role offers remote flexibility with occasional in-office collaboration, perfect for self-motivated experts seeking autonomy without compromising career growth.
You'll be instrumental in safeguarding our organization's integrity through proactive monitoring, risk assessment, and policy implementation. We provide comprehensive training, competitive benefits, and a collaborative environment where your expertise drives meaningful impact.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (SEC, FINRA, CCPA)
- Conduct risk assessments and internal audits across financial operations
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive stakeholders
- Train staff on regulatory updates and ethical standards
- Collaborate with legal team on policy revisions and regulatory changes
- Manage compliance documentation and retention policies
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field (MBA/JD preferred)
- 3+ years of compliance experience in financial services or tech
- Strong knowledge of California and federal regulatory frameworks
- Relevant certifications (CRCM, CAMS, CCEP) a plus
- Exceptional analytical and problem-solving abilities
- Proven experience with compliance software (e.g., MetricStream, RSA Archer)
- Excellent communication skills with ability to train diverse audiences
- Self-motivated with ability to thrive in flexible work arrangements